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5. Spectroscopic diagnostics with SUMER

Numerous diagnostics for various plasma parameters are available in the spectra observed by SUMER. In this section we give examples of electron density and temperature diagnostics, and a line intensity ratio that is suggestive of non-equilibrium effects.

Turning first to electron density measurements, we consider the intensity ratio
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in the Beryllium-like sequence. In N IV these lines fall at 924.283 Å and 921.992 Å, and in O V at 759.441 Å and 761.128 Å respectively. For Gaussian line pairs with identical FWHM, peak intensity ratios can be taken. Taking level populations from Keenan et al. (1984) these ratios are plotted as a function of density in Figs. 6 (click here) and 7 (click here).

  figure390
Figure 6: Plot of the intensity ratio I(924.28)/I(921.99) of N IV as a function of density, in photon units, for logarithmic electron temperatures of 4.9, 5.2, and 5.5, indicated by the three solid lines. The observed ratio, 1.4, is shown by the dotted line, and indicates densities of just greater than tex2html_wrap_inline1811, depending slightly on the assumed temperature

  figure396
Figure 7: Plot of the intensity ratio I(759.44)/I(761.13) of O V as a function of density, in photon units, for logarithmic electron temperatures of 5.2, 5.5, and 5.8, indicated by the three solid lines. The observed ratio, 5.6, is shown by the dotted line, and indicates densities of just less than tex2html_wrap_inline1811, depending slightly on the assumed temperature

Curves are given for the temperature at which these ions have their maximum fractional abundance as given by Arnaud & Rothenflug (1985), and for temperatures a factor of two above and below these. As can easily be seen, the O V ratio allows a density of about tex2html_wrap_inline1817 to be inferred, while the N IV ratio suggests tex2html_wrap_inline1819. Hence both ratios are consistent with a pressure of tex2html_wrap_inline1821. Electron density diagnostics at higher temperature are available in the spectrum of Ne VI, in the tex2html_wrap_inline1823 multiplet with lines around 1000 Å (see Keenan et al. 1994 for a detailed description).

Temperature diagnostics are available in the ratio
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in the Boron-like sequence. Taking electron impact excitation rates from Stafford et al. (1994) for N III and Zhang et al. (1994) for O IV, A-coefficients from Nussbaumer & Storey (1979) for N III and Nussbaumer & Storey (1982) for O IV, supplemented by values from Dankwort & Trefftz (1978) for some of the higher lying levels, these ratios are plotted as a function of temperature for electron densities of 109, 1010, and tex2html_wrap_inline1831 in Figs. 8 (click here) and 9 (click here).

  figure444
Figure 8: Plot of the intensity ratio I(979.92)/I(989.79) of N III as a function of temperature, in photon units, for electron densities of 109, 1010, and tex2html_wrap_inline1831, indicated by the three solid lines. The observed ratio, 0.033, is shown by the dotted line, and indicates temperatures of about 90000 K, depending slightly on the assumed density. For comparison, the temperature at which the abundance of the tex2html_wrap_inline1841 ion is maximized is 80000 K (Arnaud & Rothenflug 1985)

  figure453
Figure 9: Plot of the intensity ratio I(779.91)/I(787.71) of O IV as a function of temperature, in photon units, for electron densities of 109, 1010, and tex2html_wrap_inline1831, indicated by the three solid lines. The observed ratio, 0.033, is shown by the dotted line, and indicates temperatures of about 200000 K, depending slightly on the assumed density. For comparison, the temperature at which the abundance of the tex2html_wrap_inline1851 ion is maximized is 160000 K (Arnaud & Rothenflug 1985)

Proton rates between the fine structure levels of the ground configuration and among the fine structure levels of the tex2html_wrap_inline1853 term are also included, calculated in a manner similar to that described for dipole transitions in Laming et al. (1996). Agreement between these rates and the more sophisticated calculations for the ground configurations only of Heil et al. (1982) and Foster et al. (1996) is very good. The temperature inferred from the N III ratio, tex2html_wrap_inline1855, (for a density of tex2html_wrap_inline1811) is just slightly above the temperature of tex2html_wrap_inline1859 where the ion fraction for tex2html_wrap_inline1841 should be maximal, according to Arnaud & Rothenflug (1985). For O IV, the temperature at the same density is tex2html_wrap_inline1863, rather higher compared to the prediction of tex2html_wrap_inline1865, also from Arnaud & Rothenflug (1985).

A further temperature diagnostic is possible with the ratio
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in N IV with lines falling at 955.33 and 765.15 Å respectively. Using data from Keenan et al. (1984) the intensity ratio as a function of temperature for densities of 109, 1010, and tex2html_wrap_inline1831 is plotted in Fig. 10 (click here). As in the case with Ne VI, the lines are identified, but difficulties exist with measuring the 955.33 Å line, partially blended as it is with two lines from Fe III.

  figure488
Figure 10: Plot of the intensity ratio I(955.33)/I(765.15) of N IV as a function of temperature, in photon units, for electron densities of 109, 1010, and tex2html_wrap_inline1831, indicated by the three solid lines. Densities below 109 are indistinguishable from the 109 curve

Temperatures deduced from line intensity ratios higher than those predicted for the particular ion in collisional ionization equilibrium may indicate departures from this equilibrium. This would mean that the plasma, instead of being in a steady state as assumed in the atomic physics statistical equilibrium calculations, is instead transiently ionizing and recombining. One ion that is very sensitive to such changes in temperature is tex2html_wrap_inline1885, due to the very high (tex2html_wrap_inline1887) excitation thresholds for its emission lines compared to its usual temperature of formation (Laming & Feldman 1992). In Fig. 11 (click here) we plot the intensity ratio of the N III 989.79 line to the He II 992.34 (tex2html_wrap_inline1889) line, calculated under a few simple assumptions, to be discussed in more detail below. The two solid curves give the intensity ratio in the limits that the He II tex2html_wrap_inline1891 line is completely optically thick, in which case more radiation comes out in the Balmer series, or completely optically thin. An abundance ratio tex2html_wrap_inline1893 of 870 has been assumed (Grevesse & Anders 1989). The curve illustrates the basic result that only for temperatures considerably in excess of tex2html_wrap_inline1895 does the intensity ratio predicted by the calculation start to come anywhere near the observed value.

  figure499
Figure 11: Plot of the intensity ratio I(N III 989.79)/I(He II 992.34) as a function of temperature, in photon units, for an electron density of tex2html_wrap_inline1811. The two solid lines give the intensity ratio under conditions where the tex2html_wrap_inline1891 Lyman line of tex2html_wrap_inline1885 is optically thin or thick. The emission rates for each line are weighted by an abundance ratio He/N of 870, but not by the ionization fractions. The observed ratio, 3.76, is shown by the dotted line, and indicates temperatures substantially greater than 100000 K. For comparison, the temperatures at which the abundance of the tex2html_wrap_inline1885 and tex2html_wrap_inline1841 ions are maximized are 50000 K and 80000 K (Arnaud & Rothenflug 1985)

At this stage we should outline the simplifications that have gone into the calculation. Firstly, the fractional ion abundance for each ion has been assumed to be 1. Arnaud & Rothenflug (1985) would predict lower values, but this calculation is not really relevant when considering departures from ionization equilibrium. Hence the ratio has been formed by calculating the emission rate in each ion for the range of temperatures, and by multiplying by the appropriate branching ratio. We have also assumed that only excitations from the ground state of tex2html_wrap_inline1885 are important. Proton collisions effectively transfer population in the metastable 2s level to the 2p (Zygelman & Dalgarno 1987), and for the optical depths likely in the He II tex2html_wrap_inline1913 transition, insufficient population will be present in the 2p levels to affect the populations of higher lying levels (Laming & Feldman 1992). We have neglected proton collisions among the various levels corresponding to n=7, and have calculated the branching ratio for the Balmer transition in the cases of the optically thick and thin Lyman transition from formulae for the dipole A-coefficients given in Bethe & Salpeter (1957). It is difficult to obtain accurate electron impact excitation rates for such highly excited levels as n=7. We have taken an approximate collision strength by scaling the collision strengths for tex2html_wrap_inline1913 and tex2html_wrap_inline1693 excitation of Aggarwal et al. (1992) by the ratios of the absorption oscillator strengths divided by the excitation threshold to get a value of 0.006. While such a procedure is accurate for asymptotically high energies, at lower energies (but still above the ionization threshold) it has been shown (Bray et al. 1993) that continuum wavefunctions must be included in close coupling expansions to get the excitation collision strengths correct. Such calculations are available for excitations between the n=1, 2, 3 levels (Aggarwal et al. 1992) where the effect of the continuum in reducing the excitation collision strengths may easily be seen. Thus it appears that our estimate of the tex2html_wrap_inline1891 collision strength may well be an overestimate. For these reasons we have not performed a complete statistical equilibrium calculation for the He II ion, but just given an estimate of the emission rate. We emphasise that the processes we have neglected (excluding cascades) will all act to reduce our predicted He II intensity, making the problem of anomalously high He II line intensities worse.

The fact that in the absence of diffusion effects (see e.g., Fontenla et al. 1993; Hansteen et al. 1994) which we consider to be unlikely, the He II emission can only be understood quantitatively by increasing the temperature at which its emission is assumed to occur implies that the plasma must be transiently ionizing, and that the electron temperature increases on a timescale fast compared to the ionization time, making the plasma underionized. Such a notion is a radical departure from traditional models of the solar transition region (e.g., Vernazza et al. 1981), but is becoming increasingly favoured in the light of recent data.


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